Member/chief Compliance Officer · Mori Huston Partners
Mary C. Mori
CRD 2894153 · Named on Form ADV at one SEC-registered adviser
At a glance
Mori Huston Partners, an SEC-registered wealth manager based in Miami, FL with $242 million in regulatory assets, lists Mary C. Mori on its Form ADV as Member/chief Compliance Officer, a control person.
Firms and roles
- Mori Huston PartnersMember/chief Compliance OfficerWealth manager · Miami, FL · $242M in regulatory assets
AtlasMembers
Mary’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert MoriManaging Member, Mori Huston Partners
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mary’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.