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Chief Compliance Officer · Argonautica Private Wealth Management, Inc

Mary L. Lecca

CRD 5014179 · Named on Form ADV at one SEC-registered adviser

At a glance

Argonautica Private Wealth Management, Inc, an SEC-registered wealth manager based in Wellesley, MA with $533 million in regulatory assets, lists Mary L. Lecca on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

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Mary’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Theodore C. YorkPresident, Argonautica Private Wealth Management, Inc
  • Frank RambuschSecretary and Treasurer, Argonautica Private Wealth Management, Inc

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mary’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.