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Sole Owner/chief Compliance Officer · Sullivan Financial, LLC

Mary Jane N. Sullivan

CRD 5632328 · Named on Form ADV at one SEC-registered adviser

At a glance

Sullivan Financial, LLC, an SEC-registered wealth manager based in Essex, CT with $119 million in regulatory assets, lists Mary Jane N. Sullivan on its Form ADV as Sole Owner/chief Compliance Officer, a control person.

Firms and roles

  • Sullivan Financial, LLCSole Owner/chief Compliance OfficerWealth manager · Essex, CT · $119M in regulatory assets

AtlasMembers

Mary’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mary’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.