Chief Legal Officer/member and Chief Compliance Officer · Abbott Capital Management LLC
Mary T. Hornby
CRD 5313916 · Named on Form ADV at one SEC-registered adviser
At a glance
Abbott Capital Management LLC, an SEC-registered private fund adviser based in New York, NY with $15.6 billion in regulatory assets, lists Mary T. Hornby on its Form ADV as Chief Legal Officer/member and Chief Compliance Officer, a control person.
Firms and roles
- Abbott Capital Management LLCChief Legal Officer/member and Chief Compliance OfficerPrivate fund adviser · New York, NY · $16B in regulatory assets
AtlasMembers
Mary’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Raymond L. HeldMember, Abbott Capital Management LLC
- Matthew M. SmithMember, Abbott Capital Management LLC
- Meredith L. RerisiMember, Abbott Capital Management LLC
- Timothy W. MaloneyMember, Abbott Capital Management LLC
- Young N. LeeMember, Abbott Capital Management LLC
4 more people named with Mary on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mary’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.