CCO · Sara-Bay Financial Corp.
Mary T. Hettig
CRD 865961 · Named on Form ADV at one SEC-registered adviser
At a glance
Sara-Bay Financial Corp., an SEC-registered wealth manager based in Sarasota, FL with $397 million in regulatory assets, lists Mary T. Hettig on its Form ADV as CCO.
Firms and roles
- Sara-Bay Financial Corp.CCOWealth manager · Sarasota, FL · $397M in regulatory assets
AtlasMembers
Mary’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Benjamin M. HardPresident, Sara-Bay Financial Corp.
- James C. MillsOfficer, Sara-Bay Financial Corp.
- James M. HardOfficer, Sara-Bay Financial Corp.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mary’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.