Director · Prentiss Smith & Company, Inc.
Martha M. Richardson
CRD 5036095 · Named on Form ADV at one SEC-registered adviser
At a glance
Prentiss Smith & Company, Inc., an SEC-registered wealth manager based in Brattleboro, VT with $453 million in regulatory assets, lists Martha M. Richardson on its Form ADV as Director, a control person.
Firms and roles
- Prentiss Smith & Company, Inc.DirectorWealth manager · Brattleboro, VT · $453M in regulatory assets
AtlasMembers
Martha’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Prentiss C. SmithDirector/treasurer/owner, Prentiss Smith & Company, Inc.
- Karlie P. BorstSecretary, Vice President and Chief Compliance Officer, Prentiss Smith & Company, Inc.
- Prentiss R. SmithPresident/director/owner, Prentiss Smith & Company, Inc.
- Elizabeth R. SmithOwner, Prentiss Smith & Company, Inc.
- Whitney P SmithOwner, Prentiss Smith & Company, Inc.
2 more people named with Martha on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Martha’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.