Chief Compliance Officer · 401k Generation
Marlene J. Nitsch
CRD 2258329 · Named on Form ADV at one SEC-registered adviser
At a glance
401k Generation, an SEC-registered wealth manager based in Altamonte Springs,, FL with $156 million in regulatory assets, lists Marlene J. Nitsch on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- 401k GenerationChief Compliance OfficerWealth manager · Altamonte Springs,, FL · $156M in regulatory assets
AtlasMembers
Marlene’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kelli D. RojasPresident, 401k Generation
- Edward RojasCEO, 401k Generation
- Brenda D. KincaidChief Operating Officer, 401k Generation
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marlene’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.