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Chairman · Guggenheim Asset-Backed Finance Company, LLC

Mark A. Van Lith

CRD 2263510 · Named on Form ADV at one SEC-registered adviser

At a glance

Guggenheim Asset-Backed Finance Company, LLC, an SEC-registered asset manager based in New York, NY with $1.4 billion in regulatory assets, lists Mark A. Van Lith on its Form ADV as Chairman, a control person.

Firms and roles

AtlasMembers

Mark’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Cory WishengradPresident, Guggenheim Asset-Backed Finance Company, LLC
  • Mark GolombeckSenior Managing Director, Guggenheim Asset-Backed Finance Company, LLC
  • Yonah FederChief Compliance Officer, Guggenheim Asset-Backed Finance Company, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.