Managing Member · Laurel Wealth Advisors, LLC
Mark S. Thompson
CRD 2928571 · Named on Form ADV at one SEC-registered adviser
At a glance
Laurel Wealth Advisors, LLC, an SEC-registered wealth manager based in Charlotte, NC with $1.1 billion in regulatory assets, lists Mark S. Thompson on its Form ADV as Managing Member, a control person.
Firms and roles
- Laurel Wealth Advisors, LLCManaging MemberWealth manager · Charlotte, NC · $1.1B in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- David W. McNeishManaging Member, Laurel Wealth Advisors, LLC
- Timothy M. BreedloveManaging Member, Laurel Wealth Advisors, LLC
- William E. SuggManaging Member, Laurel Wealth Advisors, LLC
- Dustin M. WaideMember, Laurel Wealth Advisors, LLC
- Jennifer L. JonesMember, Laurel Wealth Advisors, LLC
1 more person named with Mark on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.