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Chief Compliance Officer/ Secretary/ Treasurer/ Director · LEE Danner & Bass Inc

Mark B. Smith

CRD 4356479 · Named on Form ADV at one SEC-registered adviser

At a glance

LEE Danner & Bass Inc, an SEC-registered wealth manager based in Nashville, TN with $2.0 billion in regulatory assets, lists Mark B. Smith on its Form ADV as Chief Compliance Officer/ Secretary/ Treasurer/ Director, a control person.

Firms and roles

  • LEE Danner & Bass IncChief Compliance Officer/ Secretary/ Treasurer/ DirectorWealth manager · Nashville, TN · $2.0B in regulatory assets

AtlasMembers

Mark’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.