President, Chief Compliance Officer · Epsilon Financial Group, Inc.
Mark S. Sievers
CRD 1162769 · Named on Form ADV at one SEC-registered adviser
At a glance
Epsilon Financial Group, Inc., an SEC-registered wealth manager based in Fairfield, CA with $626 million in regulatory assets, lists Mark S. Sievers on its Form ADV as President, Chief Compliance Officer, a control person.
Firms and roles
- Epsilon Financial Group, Inc.President, Chief Compliance OfficerWealth manager · Fairfield, CA · $626M in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Dennis P. ParkAssistant Secretary, Epsilon Financial Group, Inc.
- Leo F. MartinezSecretary, Epsilon Financial Group, Inc.
- Peter A. MatteiTreasurer, Epsilon Financial Group, Inc.
- Michael J. HathawayAssistant CFO, Epsilon Financial Group, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.