Managing Member, Chief Compliance Officer · Mark Sheptoff Financial Planning LLC
Mark A. Sheptoff
CRD 4634537 · Named on Form ADV at one SEC-registered adviser
At a glance
Mark Sheptoff Financial Planning LLC, an SEC-registered wealth manager based in Glastonbury, CT with $467 million in regulatory assets, lists Mark A. Sheptoff on its Form ADV as Managing Member, Chief Compliance Officer, a control person.
Firms and roles
- Mark Sheptoff Financial Planning LLCManaging Member, Chief Compliance OfficerWealth manager · Glastonbury, CT · $467M in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jean C. SheptoffLimited Partner, Mark Sheptoff Financial Planning LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.