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Chief Legal Officer · Himco, LLC

Mark S. Rosen

CRD 5995066 · Named on Form ADV at one SEC-registered adviser

At a glance

Himco, LLC, an SEC-registered private fund adviser based in Morristown, NJ with $726 million in regulatory assets, lists Mark S. Rosen on its Form ADV as Chief Legal Officer, a control person.

Firms and roles

  • Himco, LLCChief Legal OfficerPrivate fund adviser · Morristown, NJ · $726M in regulatory assets

AtlasMembers

Mark’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.