Chief Compliance Officer, COO, Managing Member · Third Stage Investment Group, LLC
Mark E. Miller
CRD 1072775 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Third Stage Investment Group, LLC, an SEC-registered asset manager based in Bellevue, WA with $0 in regulatory assets, lists Mark E. Miller on its Form ADV as Chief Compliance Officer, COO, Managing Member, a control person. The SEC filings also name Mark at 1 other registered adviser.
Firms and roles
- Third Stage Investment Group, LLCChief Compliance Officer, COO, Managing MemberAsset manager · Bellevue, WA · $0M in regulatory assets
- Mountain Pacific Advisors, LLCChief Compliance OfficerAsset manager · Bellevue, WA · $484M in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Ronald G. LayardlieschingChairman, CIO, Third Stage Investment Group, LLC
- Jolanta M. WysockaCEO, Third Stage Investment Group, LLC
- Ronald G. Layard-LieschingChairman, Mountain Pacific Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.