Adviser and broker representative · Northwestern Mutual Investment Services, LLC
Mark W. Lupton
CRD 4548525 · Spokane Valley, WA
At a glance
Mark W. Lupton is an investment adviser representative with Northwestern Mutual Investment Services, LLC in Spokane Valley, WA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Mark’s SEC record dates to 2004, about 21 years ago. Mark is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Northwestern Mutual Investment Services, LLCSince November 2004Spokane Valley, WA · $0M in regulatory assets
SEC adviser record
- Registered since
- 2004 (21 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Mark’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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