President, Managing Advisor, Chief Compliance Officer · Vermillion Financial Advisors, Inc.
Mark S. Laspisa
CRD 1600709 · Named on Form ADV at one SEC-registered adviser
At a glance
Vermillion Financial Advisors, Inc., an SEC-registered wealth manager based in South Barrington, IL with $387 million in regulatory assets, lists Mark S. Laspisa on its Form ADV as President, Managing Advisor, Chief Compliance Officer, a control person.
Firms and roles
- Vermillion Financial Advisors, Inc.President, Managing Advisor, Chief Compliance OfficerWealth manager · South Barrington, IL · $387M in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Laura A. La SpisaSecretary / Treasurer, Vermillion Financial Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.