Chief Marketing Officer/shareholder · Thor Wealth Management Inc
Mark F. Kleespies
CRD 4362949 · Named on Form ADV at one SEC-registered adviser
At a glance
Thor Wealth Management Inc, an SEC-registered wealth manager based in Cincinnati, OH with $679 million in regulatory assets, lists Mark F. Kleespies on its Form ADV as Chief Marketing Officer/shareholder, a control person.
Firms and roles
- Thor Wealth Management IncChief Marketing Officer/shareholderWealth manager · Cincinnati, OH · $679M in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- James E. GoreChief Investment Officer/shareholder, Thor Wealth Management Inc
- Gregory C. LukeChief Compliance Officer/shareholder, Thor Wealth Management Inc
- James J. StechschulteDirector, Thor Wealth Management Inc
- Andrew D. MolnarDirector, Thor Wealth Management Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.