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Chief Compliance Officer · Arbour Lane Capital Management LP

Marisa C. Kodes

CRD 7244525 · Named on Form ADV at one SEC-registered adviser

At a glance

Arbour Lane Capital Management LP, an SEC-registered private fund adviser based in Stamford, CT with $7.3 billion in regulatory assets, lists Marisa C. Kodes on its Form ADV as Chief Compliance Officer.

Firms and roles

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Marisa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Robert J. FranzPartner, Manager and Chief Investment Officer, Arbour Lane Capital Management LP
  • Kenneth D. HoffmanPartner, Manager, Director of Research and Strategy, Arbour Lane Capital Management LP
  • Dan L. GalanterPartner and Manager, Arbour Lane Capital Management LP
  • Matthew H. PeregoliseChief Financial Officer, Arbour Lane Capital Management LP

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.