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Chief Operations Officer · B.B. Graham & Company, Inc.

Marie Elizabeth Godinez

CRD 3020086 · Named on Form ADV at one SEC-registered adviser

At a glance

B.B. Graham & Company, Inc., an SEC-registered broker-dealer firm based in Orange, CA with $322 million in regulatory assets, lists Marie Elizabeth Godinez on its Form ADV as Chief Operations Officer, a control person.

Firms and roles

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Marie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.