Managing Director · Middleton & Company Inc.
Maria McCormack
CRD 4673957 · Named on Form ADV at one SEC-registered adviser
At a glance
Middleton & Company Inc., an SEC-registered wealth manager based in Boston, MA with $1.2 billion in regulatory assets, lists Maria McCormack on its Form ADV as Managing Director, a control person.
Firms and roles
- Middleton & Company Inc.Managing DirectorWealth manager · Boston, MA · $1.2B in regulatory assets
AtlasMembers
Maria’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- John K. SargentChief Executive Officer; Managing Director, Middleton & Company Inc.
- Robert G. BruchChief Investment Officer, Middleton & Company Inc.
- Christopher P. MerkleChief Compliance Officer, Middleton & Company Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Maria’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.