Chief Compliance Officer · Cypress Wealth Services, LLC
Marc E. Koven
CRD 4916658 · Named on Form ADV at one SEC-registered adviser
At a glance
Cypress Wealth Services, LLC, an SEC-registered wealth manager based in Palm Desert, CA with $1.3 billion in regulatory assets, lists Marc E. Koven on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Cypress Wealth Services, LLCChief Compliance OfficerWealth manager · Palm Desert, CA · $1.3B in regulatory assets
AtlasMembers
Marc’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Christian B. RisenmayPartner & Senior Financial Advisor, Cypress Wealth Services, LLC
- David R. ThatcherPartner & Senior Financial Advisor, Cypress Wealth Services, LLC
- Stephen R. BiesingerPartner & Senior Financial Advisor, Cypress Wealth Services, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marc’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.