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Non-Executive Director · Manulife Investment Management (north America) Limited

Mamta S. Sethi

CRD 7844077 · Named on Form ADV at one SEC-registered adviser

At a glance

Manulife Investment Management (north America) Limited, an SEC-registered asset manager based in Toronto, ON, Canada with $378 million in regulatory assets, lists Mamta S. Sethi on its Form ADV as Non-Executive Director, a control person.

Firms and roles

AtlasMembers

Mamta’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Christopher M. WalkerChief Compliance Officer, Manulife Investment Management (north America) Limited
  • James W. BogleChief Financial Officer, Manulife Investment Management (north America) Limited
  • Rebecca R. HayesGeneral Counsel and Secretary, Manulife Investment Management (north America) Limited
  • Amirali AssefDirector, Manulife Investment Management (north America) Limited

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mamta’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.