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Senior Vice President & Chief Compliance Officer · Forest Capital Management, LLC

Mallory M. Grove

CRD 6945850 · Named on Form ADV at one SEC-registered adviser

At a glance

Forest Capital Management, LLC, an SEC-registered asset manager based in Chicago, IL with $3.8 billion in regulatory assets, lists Mallory M. Grove on its Form ADV as Senior Vice President & Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Mallory’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mallory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.