Managing Member / Principal and Chief Compliance Officer · Ethos Investment Advisory Group LLC
Malcolm W. Brown
CRD 2298903 · Named on Form ADV at one SEC-registered adviser
At a glance
Ethos Investment Advisory Group LLC, an SEC-registered asset manager based in Miami, FL with $0 in regulatory assets, lists Malcolm W. Brown on its Form ADV as Managing Member / Principal and Chief Compliance Officer, a control person.
Firms and roles
- Ethos Investment Advisory Group LLCManaging Member / Principal and Chief Compliance OfficerAsset manager · Miami, FL · $0M in regulatory assets
AtlasMembers
Malcolm’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Malcolm’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.