Adviser and broker representative · D.A. Davidson & Co.
Lydia Dupont
CRD 4650002 · Newport Beach, CA
At a glance
Lydia Dupont is an investment adviser representative with D.A. Davidson & Co. in Newport Beach, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Lydia’s SEC record dates to 2003, about 23 years ago. Lydia is also registered as a broker representative.
Current advisory firm
- D.A. Davidson & Co.Since March 2016Newport Beach, CA · $42B in regulatory assets
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Lydia’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at D.A. Davidson & Co.
- Steven V. ArrigoNewport Beach
- Courtney A. JohnsonNewport Beach
- Brennen M. RamosNewport Beach
- Daniel S. ThomasNewport Beach
- Kathleen M. AbsecCoeur D'Alene
- Lauren C. AignerLake Oswego
- Austin J. AlcaineRoseville
- Carlos A. AlcaineRoseville
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