Chief Compliance Officer & Chief Financial Officer · Balmoral Management II L.P.
Luke D. Mau
CRD 6926132 · Named on Form ADV at one SEC-registered adviser
At a glance
Balmoral Management II L.P., an SEC-registered private fund adviser based in LOS Angeles, CA with $974 million in regulatory assets, lists Luke D. Mau on its Form ADV as Chief Compliance Officer & Chief Financial Officer, a control person.
Firms and roles
- Balmoral Management II L.P.Chief Compliance Officer & Chief Financial OfficerPrivate fund adviser · LOS Angeles, CA · $974M in regulatory assets
AtlasMembers
Luke’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Rafael AstrucLimited Partner, Balmoral Management II L.P.
- Jonathan A. VictorLimited Partner & Senior Managing Director, Balmoral Management II L.P.
- Samuel M. VictorLimited Partner, Balmoral Management II L.P.
- Robin S. NourmandLimited Partner & Managing Director, Balmoral Management II L.P.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Luke’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.