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Chief Compliance Officer, Co-Managing Principal · Saybrook Capital Corp

Luke M. Babcock

CRD 2454138 · Named on Form ADV at one SEC-registered adviser

At a glance

Saybrook Capital Corp, an SEC-registered wealth manager based in SAG Harbor, NY with $503 million in regulatory assets, lists Luke M. Babcock on its Form ADV as Chief Compliance Officer, Co-Managing Principal, a control person.

Firms and roles

  • Saybrook Capital CorpChief Compliance Officer, Co-Managing PrincipalWealth manager · SAG Harbor, NY · $503M in regulatory assets

AtlasMembers

Luke’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Luke’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.