Chief Compliance Officer · Abbey Capital Limited
Louise E. Harris
CRD 5775813 · Named on Form ADV at one SEC-registered adviser
At a glance
Abbey Capital Limited, an SEC-registered private fund adviser based in Dublin 2, Ireland with $7.6 billion in regulatory assets, lists Louise E. Harris on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Abbey Capital LimitedChief Compliance OfficerPrivate fund adviser · Dublin 2, Ireland · $7.6B in regulatory assets
AtlasMembers
Louise’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Peter G. CarneyChief Operating Officer, Abbey Capital Limited
- Anthony GannonChief Investment Officer, Abbey Capital Limited
- Michael G. SwiftChief Executive Officer, Abbey Capital Limited
- David McInerneyChief Financial Officer, Abbey Capital Limited
- Conor P. BrosnanNon-Executive Director, Abbey Capital Limited
2 more people named with Louise on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Louise’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.