Chief Financial Officer · TAR River Wealth Planning, LLC
Louis A. Wheless
CRD 2846202 · Named on Form ADV at one SEC-registered adviser
At a glance
TAR River Wealth Planning, LLC, an SEC-registered wealth manager based in Louisburg, NC with $401 million in regulatory assets, lists Louis A. Wheless on its Form ADV as Chief Financial Officer, a control person.
Firms and roles
- TAR River Wealth Planning, LLCChief Financial OfficerWealth manager · Louisburg, NC · $401M in regulatory assets
AtlasMembers
Louis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2001 (24 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Louis’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Arturo Y. LumpkinChief Executive Officer and Chief Compliance Officer, TAR River Wealth Planning, LLC
- James "tripp" P. LumpkinChief Marketing Officer, TAR River Wealth Planning, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Louis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.