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Chief Executive Officer and Chief Compliance Officer · TAR River Wealth Planning, LLC

Arturo Y. Lumpkin

CRD 5373714 · Named on Form ADV at one SEC-registered adviser

At a glance

TAR River Wealth Planning, LLC, an SEC-registered wealth manager based in Louisburg, NC with $401 million in regulatory assets, lists Arturo Y. Lumpkin on its Form ADV as Chief Executive Officer and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Arturo’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Arturo’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.