President/chief Compliance Officer · Core Capital Management and Research Inc.
Louis J. Pelz
CRD 1909087 · Named on Form ADV at one SEC-registered adviser
At a glance
Core Capital Management and Research Inc., an SEC-registered asset manager based in Houston, TX with $299 million in regulatory assets, lists Louis J. Pelz on its Form ADV as President/chief Compliance Officer, a control person.
Firms and roles
- Core Capital Management and Research Inc.President/chief Compliance OfficerAsset manager · Houston, TX · $299M in regulatory assets
AtlasMembers
Louis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Louis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.