Vice President · Brown, Lisle/cummings, Inc
Louis George Jr Murphy
CRD 1162141 · Named on Form ADV at one SEC-registered adviser
At a glance
Brown, Lisle/cummings, Inc, an SEC-registered broker-dealer firm based in Providence, RI with $487 million in regulatory assets, lists Louis George Jr Murphy on its Form ADV as Vice President, a control person.
Firms and roles
- Brown, Lisle/cummings, IncVice PresidentBroker-dealer firm · Providence, RI · $487M in regulatory assets
AtlasMembers
Louis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David Anthony IzziPresident; Secretary; Treasurer; Chief Compliance Officer, Brown, Lisle/cummings, Inc
- John Arthur MarginsonVice President, Brown, Lisle/cummings, Inc
- Scott Sawyer LisleVice President, Brown, Lisle/cummings, Inc
- Joseph Hugh Jr McGinnVice President, Brown, Lisle/cummings, Inc
- Clifford Burrell Jr TracyVice President, Brown, Lisle/cummings, Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Louis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.