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Chief Operating Officer · Shikiar Asset Management Inc

Lockwood T. Sloan

CRD 2609023 · Named on Form ADV at one SEC-registered adviser

At a glance

Shikiar Asset Management Inc, an SEC-registered wealth manager based in New York, NY with $564 million in regulatory assets, lists Lockwood T. Sloan on its Form ADV as Chief Operating Officer, a control person.

Firms and roles

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Lockwood’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lockwood’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.