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Chief Compliance Officer · RWM Capital, LLC

Liza Mae Espiritu

CRD 6593089 · Named on Form ADV at one SEC-registered adviser

At a glance

RWM Capital, LLC, an SEC-registered wealth manager based in Sugar Land, TX with $222 million in regulatory assets, lists Liza Mae Espiritu on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • RWM Capital, LLCChief Compliance OfficerWealth manager · Sugar Land, TX · $222M in regulatory assets

AtlasMembers

Liza’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Liza’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.