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Chief Compliance Officer · Niobrara Capital Partners

Lisa A. Walker

CRD 2279913 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Niobrara Capital Partners, an SEC-registered private fund adviser based in New York, NY with $17.1 billion in regulatory assets, lists Lisa A. Walker on its Form ADV as Chief Compliance Officer. The SEC filings also name Lisa at 3 other registered advisers.

Firms and roles

AtlasMembers

Lisa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (18)

13 more people named with Lisa on the same filings, with titles and firms. Free in Atlas with a free account.

See all 18 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.