Chief Compliance Officer · Century Management Financial Advisors
Lisa A. Stroud
CRD 3145700 · Named on Form ADV at one SEC-registered adviser
At a glance
Century Management Financial Advisors, an SEC-registered wealth manager based in Austin, TX with $680 million in regulatory assets, lists Lisa A. Stroud on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Century Management Financial AdvisorsChief Compliance OfficerWealth manager · Austin, TX · $680M in regulatory assets
AtlasMembers
Lisa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2004 (22 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Lisa’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Arnold Van Den BergChairman, Co-Chief Investment Officer, Century Management Financial Advisors
- Scott S. Van Den BergPresident, COO, Century Management Financial Advisors
- James D. BrilliantCo-Chief Investment Officer, CFO, Century Management Financial Advisors
- Justin B. VaughnShareholder, Century Management Financial Advisors
- Rebecca Van Den BergShareholder, Century Management Financial Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.