Chief Compliance Officer · Cornerstone Management, Inc.
Lisa E. Smith
CRD 7706039 · Named on Form ADV at one SEC-registered adviser
At a glance
Cornerstone Management, Inc., an SEC-registered asset manager based in Duluth, GA with $2.3 billion in regulatory assets, lists Lisa E. Smith on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Cornerstone Management, Inc.Chief Compliance OfficerAsset manager · Duluth, GA · $2.3B in regulatory assets
AtlasMembers
Lisa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Bryan C. TaylorPrincipal, Cornerstone Management, Inc.
- Tamara S. RichwinePrincipal, Cornerstone Management, Inc.
- Samuel W. RichwineChief Operating Officer, Cornerstone Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.