Principal · Urban Financial Advisory Corporation
Lisa J. Sherwood
CRD 7989103 · Named on Form ADV at one SEC-registered adviser
At a glance
Urban Financial Advisory Corporation, an SEC-registered wealth manager based in Chicago, IL with $1.5 billion in regulatory assets, lists Lisa J. Sherwood on its Form ADV as Principal.
Firms and roles
- Urban Financial Advisory CorporationPrincipalWealth manager · Chicago, IL · $1.5B in regulatory assets
AtlasMembers
Lisa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Steven D. UrbanPresident/Chief Compliance Officer, Urban Financial Advisory Corporation
- Jeremy A. AnderPrincipal, Urban Financial Advisory Corporation
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.