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Chief Operating Officer · Fiducient Advisors LLC

Lisa M. Moceri

CRD 8209719 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Fiducient Advisors LLC, an SEC-registered asset manager based in Chicago, IL with $97.5 billion in regulatory assets, lists Lisa M. Moceri on its Form ADV as Chief Operating Officer, a control person. The SEC filings also name Lisa at 3 other registered advisers.

Firms and roles

  • Fiducient Advisors LLCChief Operating OfficerAsset manager · Chicago, IL · $98B in regulatory assets
  • Wealthspire Retirement AdvisoryChief Operating Officer - Wealthspire InstitutionalAsset manager · Aliso Viejo, CA · $39B in regulatory assets
  • Sellwood Investment Partners LLCChief Operating Officer - Wealthspire InstitutionalAsset manager · Portland, OR · $2.3B in regulatory assets
  • Axia AdvisoryChief Operating Officer - Wealthspire InstitutionalAsset manager · Indianapolis, IN · $1.9B in regulatory assets

AtlasMembers

Lisa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
4 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (23)

18 more people named with Lisa on the same filings, with titles and firms. Free in Atlas with a free account.

See all 23 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.