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Chief Operating Officer · Lumint Corporation

Lisa Fraser

CRD 6369708 · Named on Form ADV at one SEC-registered adviser

At a glance

Lumint Corporation, an SEC-registered asset manager based in Boston, MA with $3.7 billion in regulatory assets, lists Lisa Fraser on its Form ADV as Chief Operating Officer, a control person.

Firms and roles

  • Lumint CorporationChief Operating OfficerAsset manager · Boston, MA · $3.7B in regulatory assets

AtlasMembers

Lisa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.