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Chief Compliance Officer, Chief Financial Officer · Yaupon Capital Management LP

Lisa M. Flaherty

CRD 5220947 · Named on Form ADV at one SEC-registered adviser

At a glance

Yaupon Capital Management LP, an SEC-registered private fund adviser based in New York, NY with $4.7 billion in regulatory assets, lists Lisa M. Flaherty on its Form ADV as Chief Compliance Officer, Chief Financial Officer, a control person.

Firms and roles

  • Yaupon Capital Management LPChief Compliance Officer, Chief Financial OfficerPrivate fund adviser · New York, NY · $4.7B in regulatory assets

AtlasMembers

Lisa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.