General Counsel and Chief Compliance Officer · Broadriver Asset Management, L.P.
Lisa Chun
CRD 5115433 · Named on Form ADV at one SEC-registered adviser
At a glance
Broadriver Asset Management, L.P., an SEC-registered private fund adviser based in New York, NY with $2.3 billion in regulatory assets, lists Lisa Chun on its Form ADV as General Counsel and Chief Compliance Officer, a control person.
Firms and roles
- Broadriver Asset Management, L.P.General Counsel and Chief Compliance OfficerPrivate fund adviser · New York, NY · $2.3B in regulatory assets
AtlasMembers
Lisa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Andrew H. PlevinCo-Chief Executive Officer, Broadriver Asset Management, L.P.
- Philip J. SillerCo-Chief Executive Officer, Broadriver Asset Management, L.P.
- David LouieManaging Director, COO, Broadriver Asset Management, L.P.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.