Chief Compliance Officer · 57 Stars LLC
Lindsey L. Sullivan
CRD 7382091 · Named on Form ADV at one SEC-registered adviser
At a glance
57 Stars LLC, an SEC-registered private fund adviser based in Arlington, VA with $3.7 billion in regulatory assets, lists Lindsey L. Sullivan on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- 57 Stars LLCChief Compliance OfficerPrivate fund adviser · Arlington, VA · $3.7B in regulatory assets
AtlasMembers
Lindsey’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Steven J. CowanManaging Director, 57 Stars LLC
- Eugene V. PohrenManaging Director, 57 Stars LLC
- Stephen H. OneillManaging Director, 57 Stars LLC
- Mitchell D. FensterChief Financial Officer and Associate Compliance Officer, 57 Stars LLC
- Charles D. ToyManaging Director Emeritus, 57 Stars LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lindsey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.