President/chief Compliance Officer · DW Investment Solutions, Inc.
Linda D. Walker
CRD 5083189 · Named on Form ADV at one SEC-registered adviser
At a glance
DW Investment Solutions, Inc., an SEC-registered wealth manager with $111 million in regulatory assets, lists Linda D. Walker on its Form ADV as President/chief Compliance Officer, a control person.
Firms and roles
- DW Investment Solutions, Inc.President/chief Compliance OfficerWealth manager · United States · $111M in regulatory assets
AtlasMembers
Linda’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Christie M. RooneyTreasurer, DW Investment Solutions, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Linda’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.