Chief Compliance Officer · Auxier Asset Management
Lillian M. Widolff
CRD 2395068 · Named on Form ADV at one SEC-registered adviser
At a glance
Auxier Asset Management, an SEC-registered wealth manager based in Aurora, OR with $946 million in regulatory assets, lists Lillian M. Widolff on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Auxier Asset ManagementChief Compliance OfficerWealth manager · Aurora, OR · $946M in regulatory assets
AtlasMembers
Lillian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- James J. AuxierPresident, Auxier Asset Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lillian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.