Adviser and broker representative · Herold Advisors, Inc.
Liana Barone
CRD 6571972 · New York, NY
At a glance
Liana Barone is an investment adviser representative with Herold Advisors, Inc. in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Liana’s SEC record dates to 2025, about 1 years ago. Liana is also registered as a broker representative.
Current advisory firm
- Herold Advisors, Inc.Since September 2025New York, NY · $540M in regulatory assets
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Liana’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Herold Advisors, Inc.
- Vidur R. BhallaNew York · Chartered Financial Analyst
- Mario J. GiammarcoNew York
- Mario J. Giammarco JrNew York
- Patrick J. GormanNew York
- Lawrence S. HeroldNew York · Chartered Financial Analyst
- Francis G. HorneffNew York
- Hunter W. LantonNew York
- Kevin J. LeahyNew York
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