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Chief Compliance Officer · Lyon Wealth Advisors

Liam D. Fitzgerald

CRD 7127966 · Named on Form ADV at one SEC-registered adviser

At a glance

Lyon Wealth Advisors, an SEC-registered asset manager based in Charlotte, NC with $311 million in regulatory assets, lists Liam D. Fitzgerald on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Lyon Wealth AdvisorsChief Compliance OfficerAsset manager · Charlotte, NC · $311M in regulatory assets

AtlasMembers

Liam’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Liam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.