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CEO, Managing Member, Chairman, Comptroller · Axiom Investment Management LLC

Liam F. Dalton

CRD 1327801 · Named on Form ADV at one SEC-registered adviser

At a glance

Axiom Investment Management LLC, an SEC-registered wealth manager based in New York, NY with $237 million in regulatory assets, lists Liam F. Dalton on its Form ADV as CEO, Managing Member, Chairman, Comptroller, a control person.

Firms and roles

AtlasMembers

Liam’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Eric L. MillerChief Compliance Officer, Axiom Investment Management LLC
  • Maria DichiaraDirector of Operations, Axiom Investment Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Liam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.