Adviser and broker representative · Transamerica Financial Advisors, LLC
Li Li Chan
CRD 6640500 · City Of Industry, CA
At a glance
Li Li Chan is an investment adviser representative with Transamerica Financial Advisors, LLC in City Of Industry, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Li Li’s SEC record dates to 2021, about 5 years ago. Li Li is also registered as a broker representative.
Current advisory firm
- Transamerica Financial Advisors, LLCSince September 2021City Of Industry, CA · $2.1B in regulatory assets
SEC adviser record
- Registered since
- 2021 (5 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Li’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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