Chief Compliance Officer · TTP Investments, Inc.
Lesley L. Jones
CRD 4636524 · Named on Form ADV at one SEC-registered adviser
At a glance
TTP Investments, Inc., an SEC-registered wealth manager based in SAN Jose, CA with $571 million in regulatory assets, lists Lesley L. Jones on its Form ADV as Chief Compliance Officer.
Firms and roles
- TTP Investments, Inc.Chief Compliance OfficerWealth manager · SAN Jose, CA · $571M in regulatory assets
AtlasMembers
Lesley’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings
- Harris W. WillnerPresident & Owner, TTP Investments, Inc.
- Harrison C. WillnerOwner, TTP Investments, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lesley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.